The SEC will be closed on Monday, January 16, 2012 in observance of Martin Luther King Day. With the EDGAR system closed, filers will not be permitted to submit filings to the EDGAR system. Filings submitted after 5:30 pm EST, Friday January 13, 2012, will be disseminated Tuesday January 17, 2012 at 6:00 am and receive a January 17, 2012 filing date.
The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Friday, January 13, 2012, receiving a same day filing date.
- Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
- CORRESP filings (not immediately disseminated to the public)
If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).
A detailed list of upcoming SEC/EDGAR holidays is available on our website at http://www.secfile.net/SEC_calendar.htm
Posted in General EDGAR filing, SEC EDGAR Filing Deadlines, SEC Forms.
Tagged with "Correspondence letters", "EDGAR holiday", "Filing deadline", CORRESP, deadline, EDGAR, Federal Holiday, Form 3, Form 4, Form 5, SEC, Section 16, Securex, “EDGAR Filer Manual”.
By Securex
– January 14, 2012
Happy New Year from all of us at Securex!
The SEC will be closed on Monday, January 2, 2012 for the New Year. With the EDGAR system closed, filers will not be permitted to submit filings to the EDGAR system. Filings submitted after 5:30 pm EST, Friday December 30, 2011 will be disseminated Tuesday January 3, 2012 at 6:00 am and receive a January 3, 2012 filing date.
The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Friday, Friday December 30, 2011, receiving a same day filing date.
- Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
- CORRESP filings (not immediately disseminated to the public)
If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).
A detailed list of upcoming SEC/EDGAR holidays is available on our website at http://www.secfile.net/SEC_calendar.htm
Posted in General EDGAR filing, SEC EDGAR Filing Deadlines, SEC Forms.
Tagged with "EDGAR holiday", "Filing deadline", deadline, EDGAR, EDGAR filing, Federal Holiday, SEC, SEC Holidays, Securex.
By Securex
– January 1, 2012
Happy Holidays from all of us at Securex!
The SEC will be closed on Monday, December 26, 2011 for the Christmas holiday. With the EDGAR system closed, filers will not be permitted to submit filings to the EDGAR system. Filings submitted after 5:30 pm EST, Friday December 23 will be disseminated Tuesday December 27, 2011 at 6:00 am and receive a December 27, 2011 filing date.
The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Friday, December 23, 2011, receiving a same day filing date.
- Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
- CORRESP filings (not immediately disseminated to the public)
If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).
A detailed list of upcoming SEC/EDGAR holidays is available on our website at http://www.secfile.net/SEC_calendar.htm
Posted in General EDGAR filing, Marketforms.com, SEC EDGAR Filing Deadlines, SEC Forms.
Tagged with "EDGAR holiday", "Filing deadline", deadline, EDGAR, EDGAR filing, Federal Holiday, Form 3, Form 3/a, Form 4, Form 4/a, Form 5, marketforms, marketforms.com, SEC, Section 16, Securex, XBRL, “EDGAR Filer Manual”.
By Securex
– December 23, 2011
Today, the SEC announced they will reduce the number of days they hold SEC comment letters and response letters (CORRESP) before releasing them through the EDGAR system. Beginning January 1, 2012, the SEC will release filing review correspondence a minimum of 20 days following the completion of the review instead of the current 45 days.
Posted in General EDGAR filing, SEC News and Public Statement.
Tagged with "Correspondence letters", "SEC response letters", CORRESP, EDGAR, EDGAR filing, SEC, Securex, “EDGAR Filer Manual”.
By admin
– December 1, 2011
Included in the EDGAR Filer Manual (Volume I) General Information (Version 11) which was updated on November 21, 2011, the SEC lists changes to submission form types 13F-HR, 13F-NT and their amendments. Valid period dates have been updated to include March 31, June 30, September 30, or December 31.
Posted in General EDGAR filing, SEC Forms, SEC News and Public Statement.
Tagged with Amendments, EDGAR, EDGAR filing, Form 13F-HR, Form 13F-NT, SEC, Securex, “EDGAR Filer Manual”.
By admin
– December 1, 2011
The SEC has added an additional Applicant Type, ‘Municipal Advisor’, when completing the process to apply for SEC EDGAR Filer Access. Filers may prepare and submit their Form ID applications directly through the Online EDGAR Filing website (https://www.filermanagement.edgarfiling.sec.gov/). As always, Securex is here to assist you in successfully meeting your filing requirements. Feel free to contact the Securex EDGAR filing team if you have any questions or if you require assistance with your filings. For Municipal Advisors that require assistance with the Form ID process please download our SEC Form ID Worksheet (Word format) www.secfile.net/forms/securex_form_id_worksheet.doc and contact us at 877-SEC-FILE (877-732-3453).
Posted in EDGAR filing conversion tips and shortcuts, General EDGAR filing, Marketforms.com, SEC EDGAR Filer Codes, SEC Forms.
Tagged with "EDGAR Filer Access Codes", "Filing deadline", EDGAR, EDGAR filing, Fee Rate Advisory, marketforms, marketforms.com, Securex, “EDGAR Filer Manual”.
By admin
– December 1, 2011
From the all of us at Securex, we would like to wish you a Happy Thanksgiving!
The SEC will be closed Thursday November 24, 2011 for Thanksgiving. With the EDGAR system closed, filers will not be permitted to submit filings to the EDGAR system.
Filings submitted after 5:30 pm ET, Wednesday, November 23, 2011 will receive a filing date of Friday November 25, 2011 and will be disseminated at 6:00 am ET, Friday, November 25, 2011.
The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Wednesday, November 23, 2011, receiving a same day filing date.
- Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
- CORRESP filings (not immediately disseminated to the public)
If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).
A detailed list of upcoming SEC/EDGAR holidays is available on our website at http://www.secfile.net/SEC_calendar.htm
Posted in General EDGAR filing, Marketforms.com, SEC EDGAR Filing Deadlines.
Tagged with "EDGAR holiday", "Filing deadline", deadline, EDGAR, EDGAR filing, Federal Holiday, marketforms.com, Securex.
By admin
– November 23, 2011
The SEC will be closed Friday, November 11, 2011 in honor of Veterans Day. With the EDGAR system closed, filers will not be permitted to submit filings to the EDGAR system.
Filings submitted after 5:30 pm ET, Thursday, November 10, 2011 will receive a filing date of Monday, November 14, 2011 and will be disseminated at 6:00 am ET, Monday, November 14, 2011.
The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Thursday, November 10, 2011, receiving a same day filing date.
- Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
- CORRESP filings (not immediately disseminated to the public)
If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).
For a detailed list of upcoming SEC/EDGAR holidays is available at http://www.secfile.net/SEC_calendar.htm
Posted in EDGAR XBRL, Marketforms.com, SEC EDGAR Filing Deadlines.
Tagged with "EDGAR holiday", "Filing deadline", deadline, EDGAR, EDGAR filing, Federal Holiday, marketforms.com, SEC, Section 16, Securex.
By admin
– November 9, 2011
Today, the SEC approved new rules that make it more difficult for companies to go public through a reverse merger and list on the Nasdaq, NYSE, and NYSE Amex exchanges.
Under the new rules these three exchanges will impose tough new listing requirements for companies that become public through a reverse merger. In general, companies would be prohibited a company to list until they until:
- The company has completed a one-year “seasoning period” by trading in the U.S. over-the-counter market or on another regulated U.S. or foreign exchange following the reverse merger, and filed all required reports with the Commission, including audited financial statements.
- The company maintains the requisite minimum share price for a sustained period, and for at least 30 of the 60 trading days, immediately prior to its listing application and the exchange’s decision to list.
The full press release is available at: http://www.sec.gov/news/press/2011/2011-235.htm
An SEC investor alert issued prior to the new regulations is available at: http://www.sec.gov/investor/alerts/reversemergers.pdf
Posted in SEC News and Public Statement.
Tagged with Reverse Mergers, SEC, SEC News, Securex.
By admin
– November 9, 2011
The Securities and Exchange Commission (SEC) recently adopted a new rule (Rule 13h-1) which requires filing of Form 13H. This new rule is of interest to investment advisers because it requires “large traders” to register by filing new Form 13H with the SEC. Once firms initial Form 13H is filed, the SEC will assign each large trader an identification number (LTID), which the large trader must then provide to its registered broker-dealers. Rule 13h-1 becomes effective October 3, 2011, and large traders will have until December 1, 2011, to file Form 13H.
The final rule is available at: http://www.sec.gov/rules/final/2011/34-64976.pdf
Securex, as a full service financial printer and SEC filing agent, is able to assist your firm with filing Form 13H with the SEC. Please contact us at 877-SEC-FILE for assistance.
Posted in General EDGAR filing, SEC Forms, SEC News and Public Statement.
Tagged with EDGAR, EDGAR filing, Form 13H, Ruke 13h-1, SEC, Securex, “EDGAR Filer Manual”.
By admin
– October 12, 2011
10/14/2010. The Best Practices Board releases white papers of interest to the XBRL community.
To view the two new white papers visit: http://xbrl.org/BPBWhitePapers/
Posting taken from our XBRL partner P3XBRL.
Posted in EDGAR XBRL.
Tagged with P3XBRL, Securex, XBRL.
By admin
– October 11, 2011
The SEC will be closed on Monday, October 10, 2011 for the Columbus Day holiday. As the EDGAR system is closed, filers will not be permitted to submit EDGAR filings to the EDGAR system.
Filings submitted after 5:30 pm ET, Friday, October 7, 2011 will receive a filing date of Tuesday, October 11, 2011 and will be disseminated to the public at 6:00 am ET, Tuesday, October 11, 2011.
The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Friday, October 7, 2011, receiving a same day filing date.
- Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
- CORRESP filings (not immediately disseminated to the public)
If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).
For a detailed list of upcoming SEC/EDGAR holidays is available at http://www.secfile.net/SEC_calendar.htm
Posted in SEC EDGAR Filing Deadlines.
Tagged with "EDGAR holiday", "Filing deadline", deadline, EDGAR filing, Federal Holiday.
By admin
– October 5, 2011
Denver, Colorado October 12-14, 2011 at the J.W. Marriott, Cherry Creek
DigitalMuni, a Securex company, is pleased to be a platinum sponsor of the National Association of Independent Public Finance Advisors (NAIPFA) 2011 Annual Conference in Denver, Colorado.
We will be attending and presenting at the conference; please stop by and visit with us.
http://www.naipfa.com/conferences.htm
For more information about DigitalMuni, please visit: www.digitalmuni.com
Posted in Uncategorized.
Tagged with Digitalmuni, official statements, OS.
By admin
– September 28, 2011
We often receive questions about EDGAR filing deadlines and the cut off to receive same day date stamps on filings. The following is a summary of general EDGAR hours of operation:
The EDGAR system hours of operation for submitting files are 6:00 a.m. to 10:00 p.m. Eastern Time, weekdays, excluding Federal Holidays. EDGAR filings must occur by 5:30 p.m. ET (when the SEC officially ends its business day) to receive the same-day filing date. Filings submitted between 5:30 p.m and 10 p.m. will receive the next business day’s date.
Three types of filings are not subject to the 5:30 p.m. cutoff and will receive a filing date identical to the received date up to 10 p.m. These three exceptions are:
- Section 16 beneficial ownership reports on Forms 3, 4 and 5; and
- correspondence filings (e.g., comment response letters and requests for acceleration of effectiveness).
A list of common SEC filing deadlines is available at www.secfile.net/SEC_calendar.htm
Posted in EDGAR filing conversion tips and shortcuts, General EDGAR filing, Marketforms.com, SEC EDGAR Filing Deadlines, SEC Forms.
Tagged with "EDGAR holiday", "Filing deadline", deadline, EDGAR, EDGAR filing, Federal Holiday, marketforms.com, Securex.
By admin
– September 28, 2011
Marketforms.com is the newest EDGAR related service offered by Securex to assist public company executives and shareholders with their SEC reporting requirements. Using a secure, web-based solution, clients are now able to complete, review and file Section 16 report (Forms 3, 4 and 5) securely online in minutes all within an environment that is familiar and easy to navigate.
Marketforms.com is the easiest way to file your Section 16 filings. We are the only solution in the industry that looks like the actual SEC filing so whether you are a first time filer or an experienced filing agent, our site is simple and easy to use while ensuring you submit EDGAR compliant data.
Our features include:
Real-time EDGAR validation: We tell you if a non-Edgar compliant entry has been made as soon as its entered with our patent pending real time validation engine.
Advanced footnote manager: Footnotes can be complicated. Not if you’re using marketforms.com. Our footnote manager makes adding, editing, deleting and re-ordering your footnotes a breeze.
Time saving clone feature: Do you have multiple derivative or non-derivative entries that are similar? Simply enter the first one, click on “Clone Row” and we’ll copy that row as many times as you require. Then simply edit the fields that haV changed. Simple and fast.
Dashboard: Our dashboard lets you view of all of your outstanding filings making it easy for you to know whether your filing is EDGAR compliant and even simpler for you to edit, download, Test or Live file your submissions.
No contracts:
We offer two forms of pricing. No contracts to sign, no minimums. Cancel at any time.
Visit www.marketforms.com for more information or to schedule a live demo.
Additional information available at: www.secfile.net/section16.htm
Posted in EDGAR filing conversion tips and shortcuts, Marketforms.com, SEC Forms.
Tagged with Form, Form 3, Form 3/a, Form 4, Form 4/a, Form 5, marketforms, marketforms.com, Section 16.
By admin
– September 22, 2011
