Upcoming SEC EDGAR filing deadlines for the month of August:

Large Accelerated Filers:

• 10-Q: Due Monday, August 09, 2010 for Quarterly Period Ended 06/30/10
• 10-K: Due Monday, August 30, 2010 for Fiscal Year Ended 06/30/10

Accelerated Filers:

• 10-Q: Due Monday, August 09, 2010 for Quarterly Period Ended 06/30/10
• 10-K: Due Monday, August 16, 2010 for Fiscal Year Ended 05/31/10

Non-Accelerated Filers:

• 10-Q: Due Monday, August 16, 2010 for Quarterly Period Ended 06/30/10
• 10-K: Due Monday, August 30, 2010 for Fiscal Year Ended 05/31/10

Other Deadlines:

• 5: Due Monday, August 16, 2010 for Fiscal Year ended 06/30/10
• 13-F: Due Monday, August 16, 2010 for Quarterly Period ended 06/30/10
• 11-K: Due Friday, August 27, 2010 for Fiscal Year ended 02/28/10
• 24F-2: Due Monday, August 30, 2010 for Fiscal Year ended 05/31/10
• 20-F: Due Monday, August 30, 2010 for Fiscal Year ended 02/28/10
• N-PX: Due Tuesday, August 31, 2010

A detailed list of Federal holidays and common EDGAR filing deadlines is available on the Securex website at: http://www.secfile.net/SEC_calendar.htm

Upcoming SEC EDGAR filing deadlines for the month of June:

Large Accelerated Filers:

• 10-K: Due Tuesday, June 01, 2010 for Fiscal Year Ended 03/31/10
• 10-Q: Due Wednesday, June 09, 2010 for Quarterly Period Ended 04/30/10

Accelerated Filers:

• 10-Q: Due Wednesday, June 09, 2010 for Quarterly Period Ended 04/30/10
• 10-K: Due Monday, June 14, 2010 for Fiscal Year Ended 03/31/10

Non-Accelerated Filers:

• 10-K: Due Tuesday, June 01, 2010 for Fiscal Year Ended 02/28/10
• 10-Q: Due Monday, June 14, 2010 for Quarterly Period Ended 04/30/10

Other Deadlines:

• 24F-2: Due Tuesday, June 01, 2010 for Fiscal Year ended 02/28/10
• 11-K: Due Tuesday, June 01, 2010 for Fiscal Year ended 11/30/09
• 20-F: Due Tuesday, June 01, 2010 for Fiscal Year ended 11/30/09
• 5: Due Monday, June 14, 2010 for Fiscal Year ended 04/30/10

A detailed list of Federal holidays and common EDGAR filing deadlines is available on the Securex website at: http://www.secfile.net/SEC_calendar.htm

The SEC will be closed Monday, May 31, 2010,  for the Memorial Day holiday.  As the EDGAR system is closed, filers will not be permitted to submit EDGAR filings to the EDGAR system.

A filing submitted after 5:30 p.m. Eastern Time Friday, May 28, 2010 will receive a filing date of Tuesday, June 1, 2010, and will be disseminated to the public that day at 6:00 a.m. ET.

The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Friday, May 28, 2010, receiving a same day filing date.

• Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
• CORRESP filings (not immediately disseminated to the public)

If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).

For a detailed list of upcoming SEC/EDGAR holidays is available at http://www.secfile.net/SEC_calendar.htm

Upcoming SEC filing deadlines for the month of May

Large Accelerated Filers:

• 10-Q: Due Monday, May 10, 2010 for Quarterly Period Ended 03/31/10
• 10-K: Due Tuesday, June 01, 2010 for Fiscal Year Ended 03/31/10

Accelerated Filers:

• 10-Q: Due Monday, May 10, 2010 for Quarterly Period Ended 03/31/10
• 10-K: Due Friday, May 14, 2010 for Fiscal Year Ended 02/28/10

Non-Accelerated Filers:

• 10-Q: Due Monday, May 17, 2010 for Quarterly Period Ended 03/31/10
• 10-K: Due Tuesday, June 01, 2010 for Fiscal Year Ended 02/28/10

Other Deadlines:

• 5: Due Monday, May 17, 2010 for Fiscal Year ended 03/31/10
• 13-F: Due Monday, May 17, 2010 for Quarterly Period ended 03/31/10
• 24F-2: Due Tuesday, June 01, 2010 for Fiscal Year ended 02/28/10
• 11-K: Due Tuesday, June 01, 2010 for Fiscal Year ended 11/30/09
• 20-F: Due Tuesday, June 01, 2010 for Fiscal Year ended 11/30/09

A detailed list of Federal holidays and common EDGAR filing deadlines is available on the Securex website at: http://www.secfile.net/SEC_calendar.htm

The SEC will hold a public seminar June 4th beginning at 10:00 a.m. EDT to discuss the reporting rules and the XBRL taxonomy for open-end mutual funds.

The compliance date for open end mutual funds is January 1, 2011 and requires them to comply with new rules to file data in the risk/return summary section of the prospectus using XBRL.

The full SEC press release is available at: http://www.sec.gov/news/press/2010/2010-71.htm

Effective April 1, 2010, the Section 31 transaction fee rate will be set at $16.90 per million.

Securex has a fee rate calculator to assist in the calculation of fees applicable to your SEC registration statement. The free tool is available at:  http://secfile.net/fee_calculator.htm

A copy of the SEC release follows:

Washington, D.C., March 1, 2010 – Pursuant to Section 31 of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 transaction fee rate is necessary.  Effective on April 1, 2010, the Section 31 transaction fee rate will be set at $16.90 per million.

The Exchange Act requires the Commission to adjust the Section 31 fee rate if it estimates that the baseline estimate of dollar volume that was used to calculate the annual adjusted rate for fiscal year 2010 is reasonably likely to be 10 percent (or more) greater or less than the actual dollar volume of securities transactions for fiscal year 2010.  The Commission determined the mid-year adjustment using a methodology developed in consultation with the Congressional Budget Office and the Office of Management and Budget, as required by Section 31(j)(2) of the Exchange Act.  This methodology used market projections based on the most recent information on dollar volume of securities transactions thus far in fiscal year 2010.  A copy of the Commission’s order and calculation methodology is available at http://www.sec.gov/rules/other/2010/34-61605.pdf .

This rate change does not apply to the Section 31 assessment on security futures transactions, which will remain at the current rate of $0.0042 per round turn transaction.

The Office of Interpretation and Guidance in the Commission’s Division of Trading and Markets is also available for questions on Section 31 at (202) 551-5777, or by e-mail at tradingandmarkets@sec.gov.  In addition, useful guidance on Section 31 can be found on the SEC’s website at http://www.sec.gov/divisions/marketreg/sec31feesbasicinfo.htm and http://www.sec.gov/divisions/marketreg/sec31info.htm.

The Commission will announce the fiscal year 2010 rates for fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), and 31 of the Exchange Act no later than April 30, 2010.  Those rates will become effective on Oct. 1, 2010, or 30 days after the date on which the Commission receives its fiscal year 2011 regular appropriation, whichever date comes later.

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The SEC will be closed Monday, February 15, 2010,  for Presidents’ Day.  As the EDGAR system is closed, filers will not be permitted to submit EDGAR filings to the EDGAR system.

A filing submitted after 5:30 p.m. Eastern Time Friday, February 12, 2010 will receive a filing date of Tuesday, February 16, 2010, and will be disseminated to the public that day at 6:00 a.m. ET.

The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Friday, February 12, receiving a same day filing date.

• Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
• CORRESP filings (not immediately disseminated to the public)

If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).

For a detailed list of upcoming SEC/EDGAR holidays is available at http://www.secfile.net

The SEC will be closed Thursday, November 26, 2009 for Thanksgiving Day. As the EDGAR system is closed, filers will not be permitted to submit EDGAR filings to the EDGAR system.

A filing submitted after 5:30 p.m. Eastern Time Wednesday, November 25, will receive a filing date of Friday, November 27, and will be disseminated to the public that day at 6:00 a.m. ET.

The following Form Types are exceptions and are accepted by EDGAR until 10:00 p.m. ET Wednesday, November 25 receiving a same day filing date.

• Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)
• CORRESP filings (not immediately disseminated to the public)

If a filing due date falls on a weekend or SEC holiday, the filing due date will fall on the following business day pursuant to Securities Exchange Act of 1934 Rule 0-3 (a).

A list of upcoming SEC/EDGAR holidays is available at http://www.secfile.net

The SEC recently posted an updated Form TA-1 (Uniform Form for Registration as a transfer agent) on its website at www.sec.gov with an expiry date of April 30, 2012. The EDGARlite TA-1 template available on the SEC Online Forms Management website has not yet been updated. As Form TA-1 is a unique form in that it was created by SEC and the XML template is the only format this form may be submitted to EDGAR, the Division of Trading and Markets, Office of Interpretation and Guidance, has confirmed that the expired form, which is the last official version available, may be submitted to the SEC and the Division will accept and review the filing. Once the updated template is available it must be used as the information required has changed in the new version.

If you require assistance with your Form TA-1 filing, please contact our filing department at 877-732-3453 option 1. http://www.secfile.net/contact.htm